Want more information? Read our responses to some of the most frequent questions that we are asked by prospective clients.
We do not restrict your investment choices to proprietary products that are produced by one company. You have unrestricted choices that enable you to select the best services from a wide range of companies.
You have direct contact with the principals of the firm and are not limited to salespeople who work for branch managers, regional managers, and company executives.
There are no industry regulations that prohibit this deceptive business practice.
Wall Street fights disclosure requirements for salespeople and advisors. You may not buy what they are selling if you have all of the facts.
Their only method of compensation is a commission that is paid by a third party.
Fiduciaries are required to put your financial interests ahead of their own. This reduces potential conflicts of interest.
Yes, salespeople who sell financial products for commission are not fiduciaries. They are held to lower ethical standards that do not require them to put your financial interests first.
It is a unique identifier in the FINRA system that makes it easy to find the compliance records of specific financial advisors.
We prefer to be paid with fees like other professionals you depend on for specialized knowledge and services. In some cases, for certain products or situations, a commission may be received. However, in no case, for the same product, do we receive both a fee and a commission.
No, our firm does not employ any salespeople.
There are no expenses until you have selected our firm and signed our service agreement.
Your key contact is Jeff Lewis, our firm’s founder, president, and senior financial advisor.
That is the primary purpose of the initial, complimentary consultation. We help you determine the services you need to pursue your financial goals.
Yes, it is important to have a choice. Plus, you can compare advisor responses to each other.
Our services and results are not impacted by the way we communicate. Increasing numbers of investors are using telephone and email to communicate with their advisors.
We are compensated with an asset-based fee (% of assets).In some cases, for certain products or situations, a commission may be received. However, in no case, for the same product, do we receive both a fee and a commission.
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