We prove we are a trustworthy Long Island advisory firm in three ways:
We practice full transparency. You can easily find and view Jeff’s compliance records.
We encourage you to ask questions to determine if we are a good fit for you.
Use my CRD number to view my compliance record at FINRA/BrokerCheck.
For your information:
Financial Industry Regulatory Authority (FINRA) maintains the compliance records for all professionals who currently sell investment products.
All you do is enter a CRD number in BrokerCheck to view a compliance record.
Why is this important? You have to be able to trust firms and professionals who will influence or control your financial decisions.
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